The RCP Certification

Welcome to the Registered Compliance Professional® (RCP) Certification — the premier credential designed specifically for professionals working in or entering the dynamic field of SEC regulatory compliance for Registered Investment Advisers.  In an era where regulatory expectations are rising and firms are expected to demonstrate a culture of compliance, the RCP Certification sets the gold standard. Whether you're an experienced compliance officer looking to sharpen your edge, or a new entrant seeking to break into the industry, this program is your gateway to opportunity, credibility, and impact.

Course

Registered Compliance Professional (RCP) Certification

  • Built for SEC Compliance Professionals

    Focused exclusively on the regulatory framework for SEC-registered investment advisers, the RCP Certification delivers specialized, actionable training you won’t find in traditional academic settings.

  • Bridge the Gap Between Theory and Practice

    Developed and sponsored by Vigilant Compliance, LLC — an award-winning compliance consulting firm — this certification draws from real-world scenarios, regulatory expectations, and industry best practices to give you practical tools you can use immediately.. What makes it unique in your market?

  • Advance Your Career

    Stand out in a competitive job market with a credential that signals deep regulatory knowledge and professional commitment. For those already in the field, the RCP equips you with cutting-edge strategies to elevate your day-to-day compliance operations.

Who Should Enroll?

Whether you're seeking a career change, aiming for a promotion, or building foundational knowledge, the RCP Certification is your strategic advantage.

  • Compliance professionals at SEC Registered Investment Advisers

  • Legal and Operations Professionals pivoting into Compliance roles

  • Students and recent Graduates pursuing a career in Regulatory Compliance

  • Consultants and Service Providers supporting Registered Investment Advisers

What You'll Gain

RCP Benefits

Comprehensive understanding of the Investment Advisers Act of 1940 and related rules

Exposure to real-world Compliance challenges and how to address them

Certification backed by one of the most respected names in the Investment Management Industry

A network of peers and professionals committed to Compliance excellence

Get Certified. Get Ahead.

Join the growing community of professionals who are shaping the future of SEC compliance. Earn your RCP Certification and lead with confidence

Enroll Now